The Compliance and Legal Team at Cantor Fitzgerald ensures that the company adheres to all regulatory requirements and internal policies, mitigating legal risks and maintaining ethical standards. They provide legal counsel across various business units, oversee compliance programs, handle legal documentation, and manage financial crimes/sanctions issues to protect the firm's integrity and reputation.
Christopher Chan
Vice President Legal
Gary Cocco
Head Of Sales And Trading Lega...
Janet Livingston
Senior Investment Banking Para...
John J. Jones
Executive Managing Director & ...
Konrad Matthaei
Head Of Investment Banking Com...
Lissette Martinez
Managing Senior Corporate Para...
Michelle Moezzi
Senior Corporate Paralegal
Stephen Merkel
Executive Managing Director, G...
Walter D. Karle
Vice President Compliance
William R. Rowe III
Vice President Compliance
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