Finance and Compliance Team

The Finance and Compliance Team at Duff & Phelps Investment Management Co. ensures that all investment activities comply with legal and regulatory standards while managing financial risks. This team, comprised of roles such as Risk Officer - Performance Manager, Managing Director & Chief Compliance Officer, Equity Securities Trader, and Chief Risk Officer, collaborates to oversee risk management, regulatory compliance, trading operations, and performance analytics, thus safeguarding the firm's integrity and clients' investments.