Risk and Compliance

The Risk and Compliance team at Dock Financial is responsible for ensuring the company's adherence to regulatory requirements and mitigating various financial risks. This team manages operational risk, fraud prevention, anti-money laundering (AML) activities, customer onboarding (KYC), and compliance with authorities' requests. Additionally, they oversee outsourcing and financial risk management to protect both the company and its customers, ensuring a secure and compliant banking-as-a-service platform.