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FINRA

15 followers

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FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Industries

Non Profit

Headquarters

Washington, United States

Employees

1,001-5,000

Links

Org chart

Robert W. Cook
President & CEO

Robert W. Cook

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Robert L.D. Colby
EVP & CLO
Steven J. Randich
EVP & CIO, Technology
Todd T. Diganci
EVP & CFO
Rainia L. Washington
EVP, CHRO
Jonathan S. Sokobin
EVP & Chief Economist
Denise Dombay
SVP & Chief Audit Executive
Maureen Delaney
SVP & Chief Hearing Officer
Heather Seidel
Chief Counsel
Karinya Verghese
VP & Chief of Staff, Enforcement
Jacqueline Perrell
SVP & Chief of Staff
Abby Slonecker
SVP & Chief of Staff
Marcia E. Asquith
EVP, Board & External Relations
Greg Ruppert
EVP, Member Supervision
Omer Meisel
EVP, Head of National Cause & Financial Crimes Detection Program
Timothy Thompson
SVP, Enterprise & Financial Solutions
Michael Solomon
EVP, Examinations & Membership Application Program
Sarah Wallis
SVP, Regulatory Operations Program Delivery
Steven Price
SVP, Market Investigations
Anukool Rege
SVP, Data Management & Governance Office
Tina Gubb
SVP, Enforcement Legal
Julie Glynn
SVP, Enforcement Legal
Terrence Bohan
VP, Investigations
SR
Samuel C. Rindell
VP of Learning, Talent & Organizational Development
Demetrios Koutros
VP, Operations, Procedures & Standards
Jennifer Keating
VP, Total Rewards
A
Anonymous
EVP, Market Regulation & Transparency Services

Teams

+11

Governance and Compliance

14 members

+11

Regulatory and Compliance Functions

14 members

+9

Finance and Risk Management

12 members

+7

Leadership Team

10 members

+7

Regulatory and Compliance

10 members

+4

Human Resources and Talent Management

7 members

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