Wesley Ringo is a seasoned professional in regulatory compliance and legal affairs, currently serving as a Senior Advisor at J.S. Held LLC since June 2018. Prior experience includes roles as Chief Compliance Officer at Hilliard Lyons from November 2006 to June 2018, Director of Compliance at Northern Trust Securities, Inc. from March 2001 to November 2006, and Assistant General Counsel for Regulatory Affairs at Piper Jaffray from September 1996 to March 2001. Wesley Ringo holds a Juris Doctor degree from the University of Wisconsin-Madison, an MBA in Economics/Accounting from the Quinlan School of Business at Loyola University Chicago, and an AB in Arts and Sciences from Saint Louis University.
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