The Operations and Compliance team at Oppenheimer Holdings ensures the efficient functioning of operational processes while maintaining adherence to regulatory standards. They oversee client service operations, manage Know Your Customer (KYC) protocols, and implement anti-money laundering (AML) measures to safeguard the firm’s integrity. By fostering compliance and operational excellence, the team plays a vital role in supporting the company's investment services and enhancing client trust.
Abdullah Khalil
Operations Specialist
Angappan Ponni
Senior Director, Technology - ...
Atul Sharma
Operations Specialist
Kristin Lowe
Anti-money Laundering Associat...
Luis Vega
Operations Specialist
Mary Ann Raimondi
Senior Director, Project Contr...
Matthew Tarabocchia
Jr. Operations Associate
Minjeong K.
Compliance Associate Director
Nicholas Kelly
Operations Associate
Paul Sportelli
Executive Director-regional Co...
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