The Human Resources and Compliance team at Osaic is responsible for ensuring a supportive workplace culture while adhering to industry regulations. They manage talent acquisition, employee relations, and training initiatives, alongside ensuring regulatory compliance through risk management and oversight. This team plays a crucial role in attracting and retaining top talent, fostering a compliant environment for wealth management operations.
Alyson James
Manager - Regulatory Relations
Beth McLaughlin
Senior IA Compliance Officer
Carolyn McKinley
Senior Human Resources Busines...
Cheryl Cole
Manager, IT Risk And Complianc...
Christina Ciccone
Compliance Director
Dennis M. Erisman
Compliance Manager At Osaic
Joshua Schechter
VP - Regulatory Relations
Kathleen Nadal
Senior Human Resources Busines...
Michael Holliday
VP - Regulatory Relations
Summer Adamski
Talent Acquisition Operations ...