James Carlisle

James Carlisle is an experienced finance professional currently serving as Vice President - Senior Financial Associate at RBC Wealth Management since August 2021. In this role, James oversees complex operations, managing exceptions, escalations, and compliance matters, while also backing daily operations when necessary. Prior to RBC, James held multiple leadership positions at State Street, including Vice President for Global Markets Business Risk Management, where responsibilities included T+1 trading activity oversight and regulatory reporting. James also contributed to regulatory reporting processes and compliance as AVP at Wells Fargo Advisors and Citizens Financial Group, and began a career in trading and operations at Commonwealth Financial Network. James holds a Bachelor of Science degree in Finance from Bridgewater State University.