Jon Herrick

Jon Herrick is a seasoned compliance professional with extensive experience in investment and trading compliance across multiple financial institutions. Currently serving as a Compliance Consultant at Schonfeld since November 2023, Jon is responsible for leading the investment and trading compliance function. Prior roles include Compliance Consultant at Nearwater Capital and Managing Director at Guggenheim Partners, where significant responsibilities encompassed managing compliance programs and ensuring adherence to regulatory requirements across various business lines. Jon's career also features leadership positions at Intertrust Group, Morgan Stanley, Commerzbank AG, and Dentons, highlighting a strong background in legal counsel, transactional compliance, and capital markets. Jon holds a Bachelor of Laws (LL.B.) and a Legal Practice Course qualification from the University of Bristol.