Lisa Dorning

Director, Canadian Wealth Distribution Compliance, CCO Scotiatrust at Scotia Wealth Management

Lisa Dorning is an experienced compliance and regulatory professional with a robust background in the financial services and legal sectors. Currently serving as the Director of Canadian Wealth Distribution Compliance at Scotia Wealth Management, Lisa leads a team responsible for aligning various wealth distribution businesses with Scotiabank's compliance program and managing regulatory complaints. Prior roles include Director of Enterprise Regulatory Management and Reporting at Sun Life Financial, where Lisa managed relationships with key global regulators, and Director of Compliance at BMO Financial Group, focusing on regulatory activities with the FCAC. Lisa's career features significant positions at TD, Torstar Corporation, Accenture, and Borden Ladner Gervais LLP, with a strong emphasis on privacy, technology, and corporate law. Lisa holds a Bachelor of Arts (Honours) from the University of Alberta and a Bachelor of Laws from York University's Osgoode Hall Law School.

Links

Previous companies

Accenture logo
Sun Life Financial logo
Torstar Corp logo
TD Bank Group logo
Borden Ladner Gervais LLP logo
BMO Financial Group logo