Shadow Financial Systems’ mission is to provide a single enterprise-wide post-trade processing solution fully integrated on one relational database supporting all asset classes, all financing transactions and all related functions, such as fees and commissions, corporate actions, treasury and accounting with client reporting for confirms,statements, billing, 1099s, sub-accounting, cost basis, margin; regulatory reporting, like net capital, customer reserve, SSOI (Supplemental Statement of Income), FINRA Automated Exam Program, Short Interest Reporting, Blue Sheets, Large Trader Reporting, Reg SHO, INSITE, Trace (Trade Reporting and Compliance Engine), MSRB reporting, Large Options Position Reporting and FCA Reporting to name a few, regardless of currency or volume using the most current technology available.

Computing

Software

Shadow Financial Systems - A Broadridge Company

Tim Gokey

Hope Jarkowski

Swatika Rajaram

Mike Sleightholme

Tim McConnell

Sheenam Ohrie

John Hogan

Doug Deschutter

Nadin Virani

Bob Kalenka

Laura Matlin

Vijay Mayadas

Thomas Carey

Kate O’Connor

Vincent G. Roux

Germán Soto Sanchez

Keir D. Gumbs

Michael Tae

Bob Santangelo

Dorothy J. Flynn

Karin Yorfido

Bill Quinn

Dipti Kachru

Tom Scarpati

John Oliveri

Tyler Derr

Martin Koopman

Matt Connor

Rich Stingi

Ashima Ghei

Michael Liberatore

Naadia Y. Burrows

Frieda Lewis

Michael Natoli

Jason Birmingham

Michael Alexander

Robert Schifellite

Edmund Reese

Chris Perry

Leadership Team

Executive Team

Corporate Directors

Public Relations and Investor Communication

Teams at Shadow Financial Systems - A Broadridge Company

Leadership Team

Executive Team

Corporate Directors

Public Relations and Investor Communication