Sam Kopkind

Sam Kopkind is a seasoned professional in broker-dealer compliance with over two decades of experience in the financial industry. Currently serving as Senior Director of Broker-Dealer Compliance at Stash Invest since June 2018, Sam has developed the firm’s compliance program and customer complaint resolution process. Prior experience includes roles as Chief Executive and Compliance Officer at LWPartners LP, where compliance and operational functions were established, and as Chief Operations and Compliance Officer at Clearview Trading Advisors, overseeing compliance activities and internal controls. Earlier positions include Analyst/Trader at Irongate Partners LLC and Securities Compliance Examiner at the US Securities and Exchange Commission, where Sam ensured adherence to security laws. Sam holds an MBA from NYU Stern School of Business and a BS in Economics from Duke University.