Compliance and Regulatory

The Compliance and Regulatory team at Tidal Financial Group ensures that all ETF offerings and marketing practices adhere to industry regulations and internal policies. This team, comprising experts in various compliance domains, conducts thorough reviews, risk assessments, and audits to uphold the highest standards of integrity and transparency while fostering innovation in the ETF market. Their work helps maintain investor trust and supports the company's mission to disrupt the traditional ETF landscape.