Transatlantic Regulatory Consulting strives to provide high quality, practical and insightful guidance across the financial services industry to clients grappling with high volumes of regulatory change, under pressure to deliver good governance and understanding the myriad of complexities of conducting business across multiple jurisdictions.
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With an increasing focus on diversity and inclusion, Transatlantic Regulatory Consulting also aims to champion increased representation for LGBTQ+ in corporate boardrooms globally.

Consultancy Services Overview:

Regulatory Readiness
- Practical implantation guidance on full range of regulatory initiatives globally
- Gap analysis of regulatory implementation - processes and procedures
- Improvement/enhancement techniques for regulatory implementation including fintech tools
- Regulatory reporting guidance
- Client oriented reviews of reporting and other marketing materials - clear, fair and not misleading
- Regulatory examination readiness
- Compliance assistance and team assessments
- Distribution - jurisdictional guidance
- Bespoke training

Governance
- Provision of non-executive director services
- Review of governance structures including sub-committee structures. Terms of reference. Follow up recommendations
- Suitability assessments and fit and proper testing
- Board readiness assessments
- Board reviews, management information assessments
- Adequate challenge assessments
- Recordkeeping
- Remuneration assessments

Cyber Security and Privacy
- Practical implementation guidance on privacy rules and regulations
- Policy and procedure reviews and enhancements 
- Review of cyber security tools and frameworks

Diversity, Equity and Inclusion
- Assessments and recommendation
- Bespoke Training
- Firm culture assessments, core value analysis

Transatlantic Regulatory Consulting

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