Ana Carter

Financial and Operations Principals (FINOPs) Ana Carter is a hands-on problem solver with advanced computer skills who has spent her entire career in the financial services industry. She has specific strengths in financial reporting, net capital management, examination and evaluation of fixed income and institutional trading, cash management, financial statement, operational analysis and day-to-day accounting functions. Her experience also includes involvement with systems and clearing platform conversions, financial integration of acquisitions and management of accounting operations of a broker/dealer generating annual revenues in excess of $150 million.

Most recently, she served as the CFO and FINOP for a full service introducing broker-dealer in Tampa, FL. Ms. Carter is the founder/owner of Cartana Consulting Solutions, LLC - an Atlanta based consulting firm offering outsourced FINOP, CFO and general accounting services to small to medium size broker-dealers. She holds FINRA Licenses Series 7, 27, 28, 63 and 99.