Nikki Swinson

Nikki Swinson is an experienced financial services professional with a robust background in compliance and risk management. Currently serving as the General Manager of Participants Compliance at ASX since August 2013, Nikki leads a team focused on enhancing monitoring and reporting frameworks while engaging with participants to ensure compliance with ASX's operating rules. Previous roles at ASX include Senior Manager for Enterprise Compliance and Manager of the Compliance Relationship Team. Nikki's earlier experience includes consulting, and senior positions at Morgan Stanley Wealth Management, Citi, ASIC, QBE Insurance, Westpac, and Merrill Lynch, complemented by academic qualifications in Applied Finance and Financial Administration.