Axos Clearing LLC, formerly COR Clearing LLC, is a full-service clearing firm focused on the success of our introducing broker-dealer and registered investment advisor correspondents. For more than 15 years we’ve been providing flexible clearing solutions focused on empowering our correspondents to grow their businesses.

Business Development

Axos® Clearing, A Subsidiary of Axos Financial

Rick Hastings

Alex Vassilowitch

Howard Green

Christopher Valleley

Jeremy Franzluebbers

Shawn Kinsella

Michael P. Scaplen

The Leadership Team at Axos Clearing LLC is responsible for setting strategic direction, ensuring regulatory compliance, overseeing key operational functions, and driving business growth. This team, which includes roles such as the President, Chief Compliance Officer, and SVP of Clearing Operations, collaboratively works to implement innovative clearing solutions, manage risk, and support the success and expansion of their broker-dealer and registered investment advisor correspondents.

Leadership Team

Risk and Compliance Team

Tax And Accounting

Leadership Team

About

Team members

Other teams at Axos® Clearing, A Subsidiary of Axos Financial

Risk and Compliance Team

Tax And Accounting