Axos Clearing LLC, formerly COR Clearing LLC, is a full-service clearing firm focused on the success of our introducing broker-dealer and registered investment advisor correspondents. For more than 15 years we’ve been providing flexible clearing solutions focused on empowering our correspondents to grow their businesses.

Business Development

Axos® Clearing, A Subsidiary of Axos Financial

Rick Hastings

Alex Vassilowitch

Howard Green

Christopher Valleley

Jeremy Franzluebbers

Shawn Kinsella

Michael P. Scaplen

The Risk and Compliance Team at Axos® Clearing ensures regulatory adherence and mitigates financial risks by monitoring and analyzing transactions for fraudulent activities, money laundering, and market risks. This team, comprised of compliance officers, risk analysts, and specialized fraud analysts, works diligently to implement robust risk management frameworks and ensure the company operates within legal and ethical boundaries.

Risk and Compliance Team

Leadership Team

Tax And Accounting

Risk and Compliance Team

About

Team members

Other teams at Axos® Clearing, A Subsidiary of Axos Financial

Leadership Team

Tax And Accounting