Ann Shigemura-Hildebrand

Chief Compliance Officer at Carnegie Investment Counsel

Ann Shigemura-Hildebrand currently serves as Chief Compliance Officer at Carnegie Investment Counsel, a role assumed in July 2023. Prior experience includes leadership positions in compliance at Mariner and AdvicePeriod, where Ann guided compliance integration following their merger. Ann's extensive background in compliance began at First Pacific Advisors, LLC, overseeing comprehensive compliance programs and policy adequacy assessments, and Ann also held significant roles at Western Asset Management and The TCW Group, where responsibilities included developing compliance procedures and monitoring substantial investment portfolios. Early in their career, Ann worked as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, contributing to federal investigations and compliance examinations. Ann Shigemura-Hildebrand holds an M.B.A. from Pepperdine Graziadio Business School and a Bachelor's Degree in Finance from California State University, Fullerton.

Links

Previous companies

TCW Group logo
AdvicePeriod logo
FPA logo
Western Asset logo

Org chart


Teams

This person is not in any teams