Kevin Larson

Kevin Larson is a Senior Vice President of Risk Management at Cetera Financial Group, a position held since 2014, where responsibilities include leading Regulatory Controls and engaging in strategic project decision-making. Larson collaborates with executives to establish and implement policies, monitors audit findings for compliance adjustments, and speaks at industry conferences about regulatory developments. Previously, Larson served as Chief Compliance Officer in both Cetera Investment Services and a regional broker dealer from 2007 to 2014, overseeing compliance programs, coordinating regulatory audits, and ensuring adherence to securities laws.