Joseph Sommer

General Counsel/chief Compliance Officer at CFI Partners

Joseph Sommer serves as the General Counsel and Chief Compliance Officer at CFI Partners, overseeing all legal matters and ensuring compliance with regulatory obligations. Prior experience includes roles as Chief Compliance Officer at AMP Capital Investors (US) Ltd and Amp Capital Brookfield (US) LLC, where responsibilities encompassed designing and improving compliance programs. With extensive experience in legal and compliance roles in various financial firms, Joseph has also managed significant operational teams, including as Co-Director of Operations at Brookfield Investment Management. Joseph holds a Juris Doctorate from DePaul University College of Law and a Bachelor of Science in Computer Information Systems/Operations Management from Indiana University - Kelley School of Business.

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