Qian Li

Risk Manager at CICC

Qian Li is an experienced compliance and risk management professional with extensive expertise in the securities business and regulatory matters in the People's Republic of China. Currently serving as Compliance Director at DongXing Securities Ltd since June 2012, Qian also holds a dual role as Associate and Risk Manager at China International Capital Corporation Limited, where responsibilities include drafting compliance policies, maintaining regulatory standards, and providing legal support for business initiatives. Previous roles include Associate at King&Wood:one, where involvement in IPOs and mergers and acquisitions was prominent, and an Analyst position at Goldman Sachs Gao Hua Securities Company Limited. Qian Li possesses advanced academic credentials, including an LLM in International Commercial Law from the University of Nottingham and a Bachelor of Law in Economic Law from the University of Jilin.

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