Jerry Wong

Team Lead, Trading Conduct Compliance at CIRO

Jerry Wong currently serves as the Team Lead for Trading Conduct Compliance at CIRO/OCRI, where responsibilities include leading reviews of compliance with securities regulations, mentoring team members, and preparing reports for management. Previous roles include positions at BMO Nesbitt Burns and TD, where Jerry conducted compliance audits and supervised teams in various capacities related to financial planning and trading supervision. Jerry's extensive experience encompasses conducting compliance assessments, responding to inquiries, and implementing effective processes across financial institutions. Jerry holds a Bachelor of Arts degree in Economics and Management from York University.

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