Chad Estep

Chad Estep has extensive work experience in the field of compliance and finance. Chad began their career as an Audit Senior at Deloitte in 1995 and later worked as a Financial and Regulatory Reporting Manager at J.C. Bradford & Co. from 1998 to 2000. Chad then served as a Financial Advisor at A.G. Edwards from 2000 to 2001. Chad joined PowellJohnson as a Controller from 2002 to 2004 before moving to Stifel Financial Corp. in 2005. At Stifel, they held various roles including Chief Compliance Officer for Stifel Nicolaus & Century Securities and later as Enterprise Chief Compliance Officer for Stifel Financial. In these positions, they oversaw compliance functions across all affiliates and supervised a team of professionals located in multiple locations. After leaving Stifel in 2015, Chad joined E*TRADE as the Chief Compliance Officer until the company was acquired by Morgan Stanley. Chad then took on the role of Managing Director and Deputy CCO for Wealth Management at Morgan Stanley, where they led the compliance advisory functions for various business areas. Currently, Chad is a Partner and Chief Compliance Officer at Corient, where they continue to utilize their expertise in compliance and financial regulations.

Chad Estep holds a Bachelor of Science degree in Professional Accountancy from Lipscomb University. No specific information regarding the start or end years of their education at this institution is available.