Marie Katz

Marie Katz is a seasoned professional in regulatory compliance and financial operations with extensive experience spanning two decades. Currently, Katz serves as a Senior Regulatory Compliance and Financial Operations Professional at Compliance Risk Concepts since July 2023, while also fulfilling the role of FinOp at Nuorion Capital since January 2022. Previous positions include Chief Compliance Officer/FinOp at Global Oak Capital Markets and Chief Compliance Officer at AIG Global Capital Markets Securities. Katz has held significant roles at prominent financial institutions, such as Senior Vice President at Bank of America, where responsibilities included supervising audit teams and developing comprehensive audit plans. Academic credentials include an MBA in Finance from Fordham Gabelli School of Business and a BA in Political Science from Binghamton University.