Richard Sturges

Richard Sturges is a seasoned compliance and risk management professional with extensive experience in the financial services sector. Currently serving as a Senior Compliance Monitoring Officer at Diligenta since July 2016, Richard has a robust background in compliance monitoring, risk assessment, and regulatory adherence. Previous roles include positions as a Risk & Monitoring Associate at Heartwood, a Legacy Case Reviewer at Coutts, and a Case Analyst at Barclays Wealth and Investment Management. Additionally, Richard has experience with KPMG, Origen Financial Services, and Huntswood, specializing in investment reviews, financial promotions, and complaint handling. Richard holds a BSc Hons degree in Geology from Kingston University, further enhancing a comprehensive skill set in financial compliance and advisory services.