Dennis Azary

Dennis Azary is an experienced compliance and financial operations professional with a robust background in the securities industry. Currently serving as Deputy CCO at Finalis Securities, LLC since January 2022, Dennis holds the designation of General Securities Principal. Previously, Dennis worked as Compliance Supervisor and Financial Operations Principal at Growth Capital Services from March 2012 to January 2022. Dennis also held roles including Chief Compliance Officer at Xambala Capital, LLC, and Director of Assurance at Burr Pilger Mayer. Other significant positions include Chief Compliance Officer at WR Hambrecht + Co and Senior Compliance Examiner at FINRA. Dennis earned a Bachelor of Arts in Economics from the University of Connecticut from 1989 to 1993.