Kyle Jose

Kyle Jose is a seasoned compliance professional with extensive experience in regulatory and trading compliance within the financial industry. Currently serving as Team Lead for Regulatory and Trading Compliance at Flow Traders since July 2019, Kyle oversees compliance reviews for both Flow Traders US LLC and Flow Traders US Institutional Trading LLC, reporting directly to the Chief Compliance Officer. Key responsibilities include implementing supervisory reviews of various regulations, responding to regulatory inquiries, coordinating compliance with the Consolidated Audit Trail, and testing new systems. Prior to Flow Traders, Kyle held the position of Associate Director at FINRA from July 2014 to July 2019, managing a team of examiners and conducting trading examinations across multiple financial entities. Kyle began a career in compliance as a Student Honors Program Intern at the U.S. Securities and Exchange Commission in early 2014. An Economics graduate from Rutgers University, Kyle has developed a robust foundation in the financial regulatory landscape.