Michele Singh

Vice President, Compliance at Gilmartin Group LLC

Michele Singh has diverse work experience in the financial industry. Michele started their career at Wells Fargo Bank, where they held roles as a Personal Banker and Licensed Premier Banker II. Michele then moved on to D|A Financial Group, where they worked as a Retirement & Asset Account Manager. At AssetMark, they served as a Compliance Specialist, overseeing the firm's broker-dealer program management. Michele then joined Alpaca, a fintech start-up, where they were the Director of Compliance and later became a Compliance & Operations Analyst. Michele gained further experience at Charles Schwab as a Senior Compliance Manager, specializing in digital services compliance. Most recently, they held positions at Prometheus Alternative Investments, where they were an Interim Chief Compliance Officer and later a Broker Dealer Compliance Consultant. Michele currently works as the Vice President of Compliance at Gilmartin Group LLC.

Michele Singh holds a Bachelor of Science degree in Child Development from California Polytechnic State University-San Luis Obispo. In addition, they have obtained certifications including the Series 24, Series 66, and Series 7 from FINRA (Financial Industry Regulatory Authority).

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