Peter K.

Peter K. has a strong background in compliance and legal roles within the financial industry. Peter currently works at Golub Capital as a Senior Compliance Officer. Prior to that, they held various positions at Guggenheim Partners, including Director of Regulatory Counsel and Chief Compliance Officer. In these roles, they provided compliance and legal guidance, focusing on conflicts of interest and fiduciary responsibility. Peter also served as Chief Compliance Officer at Transparent Value Private Limited. Before their time at Guggenheim Partners, Peter worked at Morgan Stanley as the Director of Capital Markets Advisory Compliance Coverage and Director of the Regulatory Inquiries Group. Peter started their career as an Associate at Wilson Elser, representing insurers and broker-dealers in litigation matters. Peter's work experience also includes a fellowship at the New York State Attorney General's Office in the Investor Protection Bureau, where they conducted research on the subprime housing crisis.

Peter K. obtained their Bachelor of Science degree in Accounting and Finance from Georgetown University, where they studied from 2001 to 2005. Peter later attended Brooklyn Law School from 2005 to 2008, where they earned a Doctor of Law degree (J.D.) with Cum Laude honors.