Lisa Fraser-Harris has a diverse work experience in the field of compliance and regulatory analysis. Lisa started their career in 2007 as an Internal Wholesaler at Prudential Investments, where they worked until 2015. Following that, they worked as a Marketing Review Analyst at Prudential Financial from 2015 to 2017. Lisa then joined Pruco Securities, LLC in 2017, holding roles as Compliance Analyst and Compliance Manager until 2020. From 2018 to 2020, they also worked as a Compliance Manager at Pruco Securities. In 2020, Lisa joined Haven Life as a Regulatory Analyst and continued their regulatory work until 2021. Currently, they work as a Compliance Manager at Haven Technologies, starting in 2022.
Lisa Fraser-Harris holds a Bachelor of Science degree in Finance, General from Hampton University. Additionally, they earned certification in Excel: Tips and Tricks from LinkedIn in May 2020.
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