Francis Fay

Francis Fay is a seasoned financial professional with extensive experience in compliance and asset management. Currently serving as a Compliance Officer at Hennion & Walsh since February 2022, Francis previously held notable positions including Executive Director at David Lerner Associates, Inc., overseeing over 300 clients with assets surpassing $12 million, and Executive Director at JPMorgan Chase & Co., responsible for compliance and risk management within Asset Management Operations. With a strong background in financial oversight, portfolio management, and operational efficiency, Francis has contributed to key projects and initiatives throughout a career that includes roles at Citi, where responsibilities included monitoring trade practices to ensure client interests. Francis holds a background in Business Administration from Fairleigh Dickinson University.