William Hodge

William Hodge is a highly experienced Chief Compliance Officer/AMLCO with a strong background in regulatory compliance and anti-money laundering. With a career spanning various financial institutions, William is well-versed in managing compliance and AML programs, liaising with regulatory bodies, and ensuring adherence to laws related to money laundering. William's expertise includes working with FINRA, SEC, MSRB, NFA, and CFTC regulations, as well as implementing compliance processes for international affiliates. William holds an Associate of Arts and Sciences degree in Business Management from LaGuardia Community College.