Vincent Micciche has extensive work experience in the financial industry. Vincent served as the Chief Executive Officer, Chief Compliance Officer, and FINOP at LifeMark Securities Corp, a nationally registered broker/dealer and SEC registered RIA. Throughout their tenure at LifeMark, they exhibited integrity, leadership, and a strong commitment to service. In this role, they provided a range of products and services to independent financial advisors and was recognized as an industry leader and expert in sales practices and regulatory matters.
In 2002, Micciche joined Insurance & Securities Regulatory Consulting ISRC LLC as an Insurance and Securities Expert/Consultant. Vincent has provided consultative services regarding securities and insurance matters to various clients, including claimants, respondents, law firms, financial institutions, and regulators. Over the years, they have been involved in over 500 cases and has testified extensively as an expert in State and Federal courts and FINRA arbitrations.
Vincent Micciche CRCP GFS(tm) has attended Alfred State College - SUNY College of Technology and Rochester Institute of Technology, although specific degree names and fields of study are not provided. In addition to their education, they have obtained certifications as a Global Financial Steward from The Leadership Center in 2012 and as a Certified Regulatory and Compliance Professional from the Financial Industry Regulatory Authority (FINRA) in 2002.
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