Steve Kach

Steve Kach has worked in various roles throughout their career. Steve started as a Financial Advisor Assistant at Prudential Securities in 1995. In 1996, they joined the Financial Industry Regulatory Authority (FINRA) as an Examiner, and later became an Examination Manager in 2005. In 2016, they transitioned to Lincoln Investment, where they held roles as a Compliance Director and AML Compliance Officer. In these positions, they were responsible for managing compliance projects, testing policies and procedures, overseeing AML compliance programs, and updating written supervisory procedures and compliance manuals. Steve is also associated with Lincoln Investment as a broker-dealer.

Steve Kach attended Clarks Summit University from 1991 to 1992, although the degree and field of study are unknown. Steve then went on to complete a Bachelor of Arts (B.A.) degree in Business Administration and Management from Taylor University, which they attended from 1992 to 1996. Additionally, Steve obtained several certifications including the Series 24 and Series 27 from the Financial Industry Regulatory Authority (FINRA), the Series 66 from the North American Securities Administrators Association, and the Series 7, also from the FINRA. The specific months and years when they obtained these certifications are not provided.