Lashon Mathis

Lashon Mathis is a finance professional with extensive experience in sales supervision, compliance, and risk management. Currently serving as a Senior Sales Supervison Principal at LPL Financial since February 2018, Lashon has a history of ensuring suitability and adherence to regulatory standards across various financial institutions, including National Planning Corporation as a Sales Supervision Principal and Voya Financial Advisors, Inc. in a supervisory role. Previous experience includes a Portfolio Compliance Analyst position at PIMCO and compliance examinations at JP Morgan Chase, showcasing expertise in auditing and compliance reporting. Academic qualifications include a BA in Business Administration with a focus on Finance from California State University-Long Beach and ongoing studies in Accounting at Golden West College.