Loukas Tasigiannis

Loukas Tasigiannis has a strong background in compliance and finance. Loukas is currently working as a Compliance Manager at Nasdaq Private Market since February 2023. Prior to this, they worked at Carta from 2019 to 2023, where they held the positions of Senior Compliance Officer and Compliance Officer for CartaX. Before joining Carta, Loukas served as the Vice President of AML/Compliance at Wells Fargo Securities from 2016 to 2019. Loukas also worked as an AML Analyst at Standard Chartered Bank from 2015 to 2016. Earlier in their career, Loukas gained experience as an Investment Analyst at Liquidity Solutions, Inc., a Financial Professional at AXA Advisors, and as an Intern in Wealth Management at Morgan Stanley Smith Barney.

Loukas Tasigiannis attended the University of Pennsylvania from 2007 to 2011 and obtained a Bachelor of Arts (B.A.) degree, majoring in Philosophy, Political Science, and Economics. In terms of additional certifications, they obtained the General Securities Representative Exam (Series 7) and the Uniform Securities Agent State Law Exam (Series 63) in 2013. Later, in 2015, they earned the Certified Anti-Money Laundering Specialist - CAMS certification from ACAMS. Most recently, in January 2020, Loukas obtained the General Securities Principal Exam (Series 24) from FINRA.