Org chart
James Price
Chief Executive Officer
James Price
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Daniel McGarrigle
Chief Aml/ofac Officer
Jason Gerb
Chief Regulatory Officer
Dimple Shah
Evp, Advisor Growth And Platform Solutions
Tim Hodge
Executive Vice President Trading And Operations
Scott Seiffert
Chief Accounting Officer
Clayton Chandler
Chief Data And Analytics Officer
Holger Kunst
Chief Information Officer - Osaic Institutions
Iryna Northrip
Svp, Chief Compliance Officer, Investment Advisory
Shawn Mihal
Svp, Supervision And Operational Risk
Bill Feiler
Senior Vice President, Product Sales
Rebecca Bushman
Senior Vice President Sales Enablement
Jeffrey Green
Chief Human Resources Officer
Greg Cornick
President, Advice And Wealth Management
Brad Chambers
Senior Vice President, Wealth Management Solutions
Ali Lodhi
Vice President Finance
Susan E. Owens
Vice President, Financial Planning
Chris Fletcher
Registered OSJ Principal
Peter Wang
Registered Principal Of General & Municipal Securities
Jeff Weiner
Director Of Corporate Finance - IT
Katie Moore
Director, Financial Risk And Controls
Robert Connor
Head Of Corporate Finance
Andrew Portuese
Senior Accounting Manager
Charlotte Rocchio
Senior Accounting Manager
Lee Underdahl
Finance Manager
