Joe Ozag

Joe Ozag, CAMS, CFE, serves as the Senior Manager of Compliance at Penn Mutual since November 2021. Prior to this role, Joe held various positions at FINRA, including Vice President and Director of the Office of the Whistleblower, as well as Director of the Enforcement Center from September 2002 to March 2021. Joe began tenure at NASD (now FINRA) as an Investigator in the Enforcement Department from May 2000 to September 2002. Joe Ozag holds an MBA in Business Administration/Finance from Mount St. Mary's University (2006-2009) and a Bachelor of Arts in Law Enforcement from the University of Maryland (1979-1984).