Blaine has more than 15 years’ experience in the financial services industry in areas ranging from operations to compliance and supervision. He joined ProEquities in 2015 to lead the firm’s supervision team. Prior to that, he managed the branch exam and surveillance department for Sterne Agee & Leach and has held various management positions with other leading financial services firms.
Blaine leads a diverse team dedicated to ensuring financial representatives in the field are operating within firm and regulatory requirements while employing a consultative approach.
He is a graduate of the University of Alabama and received his master’s degree in Business Administration from the University of Alabama at Birmingham. He holds Series 7, 24, 53, and 66 licenses.
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