Ryan D.

Ryan D. has worked in the financial services industry since 2007. Ryan began their career as a Compliance Analyst at Bear Stearns, Co. in 2007. In 2008, they moved to Morgan Stanley Wealth Management as a Client Service Associate, where they pioneered and implemented a new process and business platform for private wealth managers. From 2011 to 2012, they worked as a Legal and Trust Department Intern at Rockefeller & Co., Inc., where they assessed the company's responsibility to file TIC Form SLT and analyzed and interpreted regulations promulgated by the Office of the Comptroller of the Currency. From 2012 to 2014, they worked as a Legal Department Intern at GFI Group and produced a memorandum discussing applicable rules for and potential issues with social media in the workplace. From 2014 to 2019, they worked at Navigant as an Associate Director, Managing Consultant, and Senior Consultant, where they were a subject matter expert in legal organizations, Anti-Money Laundering regulations, and requirements of the Bank Secrecy Act for financial institutions. Ryan then moved to Gemini as Director, Compliance from 2019 to 2022. Currently, they are the Chief Compliance Officer at PTI (Provenance Technologies, Inc.).

Ryan D. obtained a Juris Doctorate from the University of Cincinnati College of Law in 2013, and a Bachelor of Arts (B.A.) in Political Science and Philosophy from Lehigh University in 2007. Ryan also has certifications from the New Jersey and New York Bar Associations, as well as a Registered Representative License - Series 7 from the Financial Industry Regulatory Authority.