Raymond Yeung currently serves as a Senior Manager at Purpose Investments, focusing on refining and maintaining the compliance program while creating the firm's monitoring and testing program to meet regulatory requirements. Previously, Raymond held the role of Senior Compliance Manager at BMO Global Asset Management, providing advisory services and overseeing significant compliance risks. Raymond further advanced compliance initiatives at BMO Wealth Management and BMO Capital Markets, where responsibilities included managing the Enterprise Compliance Program and mitigating AML/ATF risk. Earlier experience includes auditing roles at CIBC, where evaluations of risk management and governance processes were conducted. Educational qualifications include an ICA Specialist Certificate in Money Laundering Risk for Capital Markets and a certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions.
Sign up to view 0 direct reports
Get started
This person is not in any teams