Rizwan Hafeez

Rizwan Hafeez has a diverse work experience. Rizwan started their career at TD Ameritrade in 2011 as a Relationship Manager, where they ensured compliance with financial regulations and provided analysis and reporting to advisors. Rizwan later became an Assistant Team Manager, leading a team of 18 associates and providing coaching and support. In 2018, they joined Kestra Financial as a Senior Compliance Associate, a role they held until 2020. Rizwan then worked at tZERO Group, Inc. as a Senior Compliance Associate from 2020 to 2022. In 2022, they became a Compliance Officer at LEX, a position they held until 2023. Currently, Rizwan is employed at Redburn, where they work in compliance.

Rizwan Hafeez completed their Bachelor of Business Administration (BBA) degree in Finance, General from The University of Texas at Arlington. Rizwan studied at the institution from 2006 to 2009. In addition, they obtained several certifications from FINRA (Financial Industry Regulatory Authority). Rizwan earned the Series 24 - General Securities Principal Examination certification in May 2014, the Series 63 - Uniform Securities Agent State Law Examination certification in March 2012, and the Series 7 - General Securities Representative Examination certification in February 2012.