Adam Schaub is an accomplished professional with extensive experience in compliance and product management within the financial services industry. Currently serving as Vice President of Product Management at RegEd since November 2020, Adam previously held the position of Director of Compliance Services at Avantax Wealth Management from October 2019 to November 2020. Prior to that, Adam spent two decades at 1st Global, advancing from Compliance Manager to Assistant Vice-President and Chief Compliance Officer, where responsibilities included developing strategies to meet SEC, FINRA, and state regulatory obligations. Earlier experience includes serving as an Investigator at the Texas State Securities Board. Adam holds a Master of Business Administration in Finance from Texas A&M University and a Bachelor of Science in Finance from Trinity University.
Sign up to view 21 direct reports
Get started