Steve Mangold Chfc

Steve Mangold, ChFC has a wealth of experience in the financial industry, with their most recent position being the Chief Executive Officer at Sanders Morris Harris since January 2021. Prior to that, they served as the Chief Compliance Officer at Sanders Morris Harris and Tectonic Advisors. Steve held the role of Vice President Compliance at NEXT Financial Group, Inc. from 2016 to 2019 and Vice President- Department Head Supervision at National Planning Corporation (NPC) from 2014 to 2016. Steve also served as the Director- Compliance/Supervision at Northwestern Mutual from 2007 to 2014, President-Founder at Congress Street Financial from 2004 to 2006, and Vice President-Branch Manager-Financial Advisor at TD Ameritrade from 1995 to 2003.

Steve Mangold, ChFC obtained a degree in Marketing-Economics from Oklahoma State University. Later, from 2010 to 2012, they attended The American College of Financial Services, where they earned a Chartered Financial Consultant Designation and a Financial Planning Certificate. In addition to their formal education, Steve also holds several certifications, including the ChFC-Chartered Financial Consultant Designation and the Financial Planning Certificate, both obtained from The American College of Financial Services. Steve also holds certifications in various areas of financial services from FINRA, including the Series 24, Series 4, Series 63, Series 65, Series 7, and Series 9/10. Moreover, they hold a Life/Health Insurance License obtained from the Texas Department of Insurance.