Karen C.

Karen C. has extensive experience in legal and compliance roles, currently serving as Manager of Enforcement, Corporate Fraud and Misfeasance at the Securities and Futures Commission since October 2016, focusing on investigating significant corporate misconduct. Prior positions include Manager of Enforcement, Discipline, and Assistant Manager roles at the Securities and Futures Commission, as well as Assistant Manager of Legal and Compliance at Agricultural Bank of China and Dah Sing Bank. Karen C. began a career in financial compliance as an Analyst in Anti-Money Laundering at Morgan Stanley. Academic qualifications include a Juris Doctor from The Chinese University of Hong Kong, a Master of Laws in Alternative Dispute Resolutions from The University of Hong Kong, and a Bachelor's degree in English Studies for the Professions from The Hong Kong Polytechnic University, alongside participation in the Erasmus Program at the University of Southampton.