Maureen Toale

Maureen Toale has a diverse work experience spanning over two decades. Maureen most recently served as a Compliance Associate / Registration Specialist at Spartan Capital Securities, LLC, where they were responsible for onboarding Registered Representatives and Staff. Prior to this, Maureen worked as an Administrative Assistant/Front Desk at Robert Half Finance & Accounting in 2018.

Maureen also held the position of Senior Compliance Associate / Registration Specialist at Garden State Securities, Inc. from 2011 to 2016, where they demonstrated excellent time management skills and handled tasks such as processing Forms U4, U5, BD, BR. Maureen was also responsible for daily reconciliation of CRD and IARD accounts.

Earlier in their career, Maureen gained experience as an Executive Assistant Branch Manager at Montauk Financial Group from 2007 to 2008. Maureen also worked as an Administrative Assistant at Tishman Speyer / Goldman Sachs and as an Administrative Assistant Vice President at Kelly Services, Inc. in 2006.

Furthermore, Maureen served as an Executive Assistant Office Manager at Millwright Machinery Erectors Local 740 from 2004 to 2005, where they supported the Business Manager and the President/Business Representative in various tasks related to bookkeeping, financial statements, and payroll.

Prior to this, they worked as an Institutional Sales Assistant / Liaison Equity Capital Markets at Credit Suisse First Boston from 1998 to 2002. Maureen also gained experience as an Institutional Sales Assistant at Deutsche Morgan Grenfell in 1998 and as an Administrative Assistant to the Managing Director of the Investment Division at Robb Peck McCooey in 1997.

Maureen Toale's education history includes two programs. In 2010, they attended the Medical Career Institute and obtained a CPC-A (Certified Professional Coder) in Billing and Coding. In 2016, they attended the George Weiss Insurance School and obtained a Life License in Life and Health Insurance. Additionally, they have obtained additional certifications such as a CPC-A certification from the AAPC (American Academy of Professional Coders) in December 2010 and a Life Insurance License from the New Jersey Life Insurance License in May 2016.