Corinne Moccia-Cunha

Corinne has over 20 years of financial industry experience and has been in the Compliance and Operations fields since 1997. As a Director of Risk Management for Steward Partners Global Advisory, her responsibilities include evaluating and implementing risk controls and procedures for business efficiencies and regulatory compliance..

Corinne started her career in 1993 at StockCross Financial Services in the main office in Boston and advanced to a Compliance Principal working directly under the Chief Compliance Officer. Corinne then moved to a large Boston complex at Morgan Stanley Smith Barney within the Operations Department and shortly became a Complex Risk Officer where she remained for 7 years overseeing more than 150 financial advisors. Her most recent position was Chief Compliance Officer at Risk Paradigm Group, a registered investment advisory firm in Burlington, MA.