Charles Lee

Charles Lee is an experienced investment compliance professional with over 9 years of expertise in 1940 Act compliance monitoring. Currently serving as an Investment Compliance Consultant at TillieStar Compliance Solutions, Inc since July 2017, Charles has a robust background that includes roles as Implementation Manager and Compliance Consultant at Charles River Development and extensive experience with Franklin Templeton, Wells Fargo, and Charles Schwab. Key accomplishments include the completion of numerous compliance assessments and rule coding projects for a diverse range of clients. Charles holds a Bachelor of Arts in Economics from the University of California, Berkeley.