Dave is the VP of Compliance and Chief Compliance Officer. He brings over 14 years of industry experience to United Planners and currently holds his Series 4, 7, 24, 53, 63 and 66 licenses as well as the Arizona Life and Health Insurance License. Dave’s previous experience includes trading, variable annuity preapproval and supervision roles. In his free time he enjoys traveling with his wife and watching sports.
Sign up to view 3 direct reports
Get started